Compliance & Disclosures
Capital Gains Research operates in strict compliance with the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, ensuring integrity, independence, and investor transparency.
Entity Name
Capital Gains Research
SEBI Regn. No.
INH000030986
Type of Regn.
Individual
Principal Office
Hyderabad, Telangana
Legal Foundations
Regulatory Governance & Codes of Conduct
Our analytical activities, client communications, and disclosure norms are governed by statutory guidelines issued by SEBI:
SEBI (RA) Regulations, 2014
Statutory framework establishing qualifications, capital adequacy, code of conduct, and reporting standards for research analysts.
SEBI Investor Charter
Circular CIR/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/172 delineating investor rights, mandated disclosures, and redressal SLAs.
SEBI SCORES 2.0
Integration with SEBI's centralized investor grievance portal with strict timelines for resolution and digital compliance tracking.
SMART ODR Portal
Institutional mechanism for independent conciliation and online arbitration of capital market disputes under SEBI supervision.
Mandatory Disclosures
Statutory Disclosures under Regulation 19
Pursuant to SEBI (Research Analysts) Regulations, 2014, Capital Gains Research makes the following disclosures:
Business Activity & Registration
Capital Gains Research is an individual Research Analyst registered with SEBI under Registration Number INH000030986. The principal business is preparing and publishing independent research reports, market studies, and technical commentary on Indian listed equities, derivatives, and commodities.
Ownership & Material Conflicts of Interest
- The Research Analyst, its associates, or relatives do not have any financial interest in the subject company exceeding statutory thresholds, unless specifically disclosed in the relevant report.
- The Research Analyst does not hold 1% or more beneficial ownership in any recommended subject company at the end of the month immediately preceding the date of publication.
- No actual or material conflict of interest exists at the time of publication of research reports.
Receipt of Compensation
- The Research Analyst has not received any compensation from the subject company in the past 12 months for investment banking, merchant banking, or brokerage services.
- The Research Analyst has not managed or co-managed public offerings of securities for the subject company in the past 12 months.
- Compensation received for research services is derived solely from client subscription fees remitted via formal banking channels.
Standard Market Risk Disclosure
Investments in securities market are subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Past performance is no guarantee of future returns.
Document Library
All Policy & Compliance Documents
Quickly review our foundational policies, terms of use, and regulatory charters:
Investor Charter
SEBI-mandated charter outlining services, rights, Do's & Don'ts, and grievance escalation.
Complaint Board
Monthly and annual investor grievance disposal records with SLA tracking.
Disclosures & Disclaimer
Statutory risk warning, limitations of liability, and research disclaimer.
Terms of Use
Terms governing access to research reports, website, and educational services.
Privacy Policy
Data protection standards, data usage protocols, and client confidentiality.
Refund Policy
Policy regarding service cancellations, digital content access, and refund eligibility.
FAQs
Compliance & Legal FAQs
Answers to common regulatory and compliance queries.
What does SEBI registration mean for Capital Gains Research?
SEBI registration indicates that Capital Gains Research meets the qualification, certification (NISM Series XV), and capital requirements specified by SEBI. It ensures compliance with standardized investor protection norms.
How does Capital Gains Research handle potential conflicts of interest?
We maintain a robust conflict-of-interest policy: any financial holding or interest in recommended stocks is clearly stated in our disclosures, and analysts are barred from front-running research recommendations.
Where can I reach out for regulatory or compliance inquiries?
You may directly reach out to our Compliance Desk by writing to contact@capitalgainsresearch.com or calling 6302692930. Our office is based in Hyderabad, Telangana.
Have a Regulatory Question?
Our compliance desk is always available to assist with verification, agreements, and investor queries.

